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Simon Briggs

Simon Briggs of Fogwill & Jones Asset Management Ltd is based in Sheffield. Simon has up to 22 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Client dealing
[FCA CF] Functions requiring qualifications
[FCA CF] Manager of certification employee
[FCA CF] Material risk taker
[FCA CF] Significant management
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
CPD14 - Managing investments
CPD2 - Personal recommendation on Securities (not SHP/PPP/Broker funds)
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
CPD7 - Personal recommendation on long-term care insurance
SMF16 Compliance Oversight
SMF17 Money Laundering Reporting Officer (MLRO)

Previous Employment:
JLT Wealth Management Limited18/06/2010 to 18/07/2014
Marsh McLennan India Limited12/11/2008 to 29/06/2010
Gallagher Benefits Consulting Limited05/07/2002 to 01/10/2008
Barnett Waddingham Investments Limited24/05/2002 to 28/06/2002
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