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Richard Bates

Richard Bates of RHB Wealth Ltd is based in Sheffield. Richard has up to 17 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Client dealing
Appointed representative dealing with clients for which they require qualification
CF1 Director (AR)
CF30 Customer
CPD20 - Advising or arranging regulated mortgage contracts
CPD21 - Advising or arranging equity release transactions
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
CPD7 - Personal recommendation on long-term care insurance

Previous Employment:
Succession Financial Management Limited21/03/2016 to 11/11/2023
Succession Wealth Management Ltd21/03/2016 to 11/11/2023
Facts Financial Limited02/02/2007 to 06/01/2017
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