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Thomas Fielding

Thomas Fielding of Fielding Financial Services Chepstow Ltd. is based in Abergavenny. Thomas has up to 19 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Client dealing
Appointed representative dealing with clients for which they require qualification
CF1 Director (AR)
CF30 Customer
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
CPD2 - Personal recommendation on Securities (not SHP/PPP/Broker funds)
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
CPD9A - Advising on P2P agreements

Previous Employment:
First Financial Advisers Ltd29/09/2006 to 17/09/2020
Fielding Financial Services Ltd29/09/2006 to 11/06/2020
Dorrell Oliver Financial Services Ltd29/09/2006 to 11/06/2020
Ecclesiastical Group Asset Management Ltd20/01/2005 to 29/09/2006
Ecclesiastical Life Limited20/01/2005 to 29/09/2006
Ecclesiastical Investment Management Limited20/01/2005 to 29/09/2006
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