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Grant Pendleton

Grant Pendleton of IAM Financial Services Ltd is based in Abergavenny. Grant has up to 22 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Client dealing
[FCA CF] Functions requiring qualifications
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
CPD7 - Personal recommendation on long-term care insurance
Responsible for Insurance Distribution
SMF16 Compliance Oversight
SMF17 Money Laundering Reporting Officer (MLRO)
SMF3 Executive Director

Previous Employment:
Quilter Financial Planning Solutions Limited19/11/2010 to 30/04/2021
Wealth Doctor Financial Planning Ltd01/07/2014 to 30/04/2021
Quilter Mortgage Planning Limited01/07/2014 to 03/07/2014
Quilter Financial Services Ltd01/07/2014 to 03/07/2014
Lloyds Bank PLC01/12/2001 to 05/11/2010
Bank of Scotland plc17/09/2007 to 14/03/2010
Halifax Plc03/03/2004 to 17/09/2007
Friends Life Limited15/07/2003 to 12/09/2003
My Pension Expert