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Stephen Platts

Stephen Platts of BSQFA Limited is based in Stafford. Stephen has up to 22 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Client dealing
[FCA CF] Functions requiring qualifications
[FCA CF] Manager of certification employee
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
CPD7 - Personal recommendation on long-term care insurance
Responsible for Insurance Distribution
SMF1 Chief Executive
SMF16 Compliance Oversight
SMF17 Money Laundering Reporting Officer (MLRO)
SMF3 Executive Director

Previous Employment:
Retirement Direct Limited06/12/2006 to 12/11/2021 Ltd02/01/2009 to 30/04/2009
AWD Direct Limited02/06/2005 to 30/05/2008
Staffordshire Independent Financial Advisers LLP21/06/2004 to 19/09/2007
Staffordshire Independent Financial Advisers01/12/2001 to 04/10/2004
My Pension Expert
Investment Risk Warning: Buying investments can involve risk. The value of your investments and the income from them can go down as well as up and is not guaranteed at any time. You may not get back the full amount you invested. Information on past performance is not a reliable indicator for future performance.
Mortgage Risk Warning: Think carefully before securing other debts against your home. Your home may be repossessed if you do not keep up repayments on a mortgage or any other debt secured on it. If you are thinking of consolidating existing borrowing, you should be aware that you may be extending the terms of the debt and increasing the total amount you repay.