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Thomas Ward

Thomas Ward of Affinity Financial Planning Ltd is based in Airdrie. Thomas has up to 22 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Client dealing
[FCA CF] Functions requiring qualifications
CPD20 - Advising or arranging regulated mortgage contracts
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
Responsibility for MCD Intermediation
Responsible for Insurance Distribution
SMF16 Compliance Oversight
SMF17 Money Laundering Reporting Officer (MLRO)
SMF3 Executive Director

Previous Employment:
Lighthouse Advisory Services Limited28/12/2011 to 28/12/2012
Affinity Financial Planning Ltd01/12/2001 to 28/12/2012
Financial Services Advice and Support Limited09/01/2006 to 27/12/2011
Burns-Anderson Limited18/01/2002 to 31/12/2005
Prudential International Assurance Plc01/12/2001 to 07/08/2003
Andrew Ian Knode18/01/2002 to 28/02/2002
City Gate Consultants01/12/2001 to 31/01/2002
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