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Denis McNaughton

Denis McNaughton of D&M Financial Ltd is based in Airdrie. Denis has up to 20 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Client dealing
[FCA CF] Functions requiring qualifications
CPD20 - Advising or arranging regulated mortgage contracts
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
Responsibility for MCD Intermediation
Responsible for Insurance Distribution
SMF16 Compliance Oversight
SMF17 Money Laundering Reporting Officer (MLRO)
SMF3 Executive Director

Previous Employment:
Denis McNaughton10/02/2009 to 08/12/2019
The On-Line Partnership Limited10/02/2009 to 04/11/2017
Komo Financial Ltd22/12/2008 to 04/11/2017
Home of Choice Limited22/12/2008 to 22/09/2009
Royal London (CIS) Limited05/02/2004 to 31/12/2004
RLUM Limited05/02/2004 to 31/12/2004
RL Marketing (CIS) Limited05/02/2004 to 31/12/2004
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