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Ian King

Ian King of Ian King Financial Planning Ltd is based in Derby. Ian has up to 19 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Client dealing
[FCA CF] Functions requiring qualifications
[FCA CF] Manager of certification employee
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
CPD7 - Personal recommendation on long-term care insurance
CPD9A - Advising on P2P agreements
Responsible for Insurance Distribution
SMF16 Compliance Oversight
SMF17 Money Laundering Reporting Officer (MLRO)
SMF3 Executive Director

Previous Employment:
TenetConnect Limited30/03/2011 to 02/01/2015
Ashwood Law Wealth Management Ltd20/06/2013 to 02/01/2015
Ashwood Law Professional Link (JVC1) Limited23/01/2008 to 02/01/2015
Ashwood Law LLP30/03/2011 to 02/01/2015
Ashwood Law LLP23/01/2008 to 30/03/2011
Individual Savings Accounts Ltd22/10/2004 to 01/03/2008
Expatriate Advisory Services Plc22/10/2004 to 01/03/2008
My Pension Expert