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James Cole

James Cole of Regency (Support Services) Limited is based in Ashford. James has up to 20 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Client dealing
[FCA CF] Functions requiring qualifications
CF1 Director (AR)
CPD20 - Advising or arranging regulated mortgage contracts
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
CPD7 - Personal recommendation on long-term care insurance
Responsibility for MCD Intermediation
Responsible for Insurance Distribution
SMF16 Compliance Oversight
SMF17 Money Laundering Reporting Officer (MLRO)
SMF3 Executive Director

Previous Employment:
Barclays Bank Plc28/06/2006 to 19/03/2007
Santander UK Plc28/07/2005 to 04/05/2006
Martin Andrews & Associates Ltd10/11/2003 to 16/05/2005
Lifeboat Financial Advisers Limited22/07/2003 to 20/02/2004
Dean R Shardlow Associates22/07/2003 to 20/02/2004
My Pension Expert