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Alan Butler

Alan Butler of AB FINANCIAL PARTNERS LTD is based in Aylesbury. Alan has up to 22 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Client dealing
[FCA CF] Functions requiring qualifications
[FCA CF] Manager of certification employee
[FCA CF] Significant management
[PRA CF] Key function holder
CF1 Director (AR)
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
Responsible for Insurance Distribution
SMF16 Compliance Oversight
SMF17 Money Laundering Reporting Officer (MLRO)
SMF3 Executive Director

Previous Employment:
Blakes Financial Management Ltd02/08/2012 to 04/12/2018
The Tavistock Partnership Limited12/04/2017 to 03/12/2018
SANLAM PARTNERSHIPS LIMITED15/07/2015 to 24/07/2017
Financial Limited02/08/2012 to 15/07/2015
Wealth At Work Limited12/07/2006 to 03/07/2012
Origen Financial Services Limited01/03/2005 to 28/04/2006
Origen (WR) Limited01/02/2002 to 01/03/2005
Evelyn Partners Financial Planning Limited01/12/2001 to 01/02/2002
My Pension Expert