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James Hall

James Hall of James Sheldon Hall is based in Ayr. James has up to 22 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Functions requiring qualifications
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
Responsibility for MCD Intermediation
Responsible for Insurance Distribution
SMF16 Compliance Oversight
SMF17 Money Laundering Reporting Officer (MLRO)
SMF29 Limited scope function (limited scope SMCR firms only)

Previous Employment:
Financial Limited02/01/2009 to 30/04/2015
Direct Mortgages (Scotland) Ltd02/01/2009 to 30/04/2015
Bradford & Bingley Limited04/02/2003 to 31/10/2004
Sesame Limited01/08/2003 to 11/11/2003
Gallagher McRoberts Financial Partners Limited27/11/2002 to 11/11/2003
Sesame Select Services Limited01/12/2001 to 31/07/2003
Simple Financial Services Limited18/01/2001 to 31/10/2002
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