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Gary Bates

Gary Bates of Bates Independent Limited is based in Lightwater. Gary has up to 22 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Client dealing
[FCA CF] Functions requiring qualifications
CPD20 - Advising or arranging regulated mortgage contracts
CPD21 - Advising or arranging equity release transactions
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
Responsibility for MCD Intermediation
Responsible for Insurance Distribution
SMF16 Compliance Oversight
SMF17 Money Laundering Reporting Officer (MLRO)
SMF3 Executive Director

Previous Employment:
Quilter Financial Services Ltd09/12/2019 to 08/04/2022
Quilter Wealth Ltd18/02/2014 to 11/08/2021
Gary Bates08/04/2005 to 11/08/2021
Quilter Financial Planning Solutions Limited13/06/2005 to 10/03/2014
Portman Building Society01/01/2005 to 03/08/2005
Investment Strategies (UK) Limited08/04/2005 to 08/04/2005
Aviva Life Services UK Limited01/12/2001 to 31/12/2004
My Pension Expert