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Timothy Horrocks

Timothy Horrocks of ROCKWEALTH ABERDEEN LTD is based in Cheltenham. Timothy has up to 20 years of Experience in Financial Services.

Permitted, Regulator Controlled Functions:
[FCA CF] Client dealing
[FCA CF] Functions requiring qualifications
[FCA CF] Manager of certification employee
CF1 Director (AR)
CF30 Customer
CPD4 - Personal recommendation on retail investments (not broker funds)
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
CPD7 - Personal recommendation on long-term care insurance
Responsible for Insurance Distribution
SMF16 Compliance Oversight
SMF27 Partner

Previous Employment:
Bank House Investment Management Limited09/01/2012 to 27/01/2014
TenetConnect Services Limited07/04/2011 to 29/12/2011
Neil Gayler & Co07/04/2011 to 29/12/2011
Tim Horrocks23/07/2008 to 15/05/2011
St. James's Place Wealth Management Plc23/07/2008 to 15/05/2011
HSBC Bank Plc11/12/2006 to 11/07/2008
Lloyds Bank PLC06/10/2004 to 15/11/2006
EFS Financial Services Limited15/01/2004 to 01/10/2004
My Pension Expert