John Gaughran
John Gaughran of John Gaughran is based in Leigh-on-Sea.
John has experience in a role requiring FCA regulated permissions.
Permitted, Regulator Controlled Functions:
- ✔[FCA CF] Client dealing
- ✔Personal recommendation on retail investments (not broker funds)
- ✔Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
- ✔SMF16 Compliance Oversight
- ✔SMF17 Money Laundering Reporting Officer (MLRO)
- ✔Sole trader dealing with clients for which they require qualification
Previous Employment:
- Sesame Limited
- 11/09/2012 to 31/07/2014
- John Gaughran
- 13/09/2012 to 31/07/2014
- Honister Partners Ltd
- 23/06/2009 to 02/07/2012
- Sage Financial Services Limited
- 23/06/2009 to 02/07/2012
- Bates Investment Services Ltd
- 03/07/2006 to 22/06/2009
- Millfield Partnership Limited
- 31/03/2005 to 03/07/2006
- Addiscombe Group Limited
- 01/12/2001 to 31/03/2005
John Gaughran is connected to:
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